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CT-based automated measures of lung volume-defined mechanical biomarkers of ribs and their relations with COPD-related respiratory impairment
Dissertation   Open access

CT-based automated measures of lung volume-defined mechanical biomarkers of ribs and their relations with COPD-related respiratory impairment

Yan Liu
University of Iowa
Doctor of Philosophy (PhD), University of Iowa
Autumn 2025
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Abstract

Chronic obstructive pulmonary disease (COPD) is a progressive respiratory condition characterized by airflow limitation, structural remodeling of the lung, and impaired thoracic mechanics. While lung parenchymal and airway abnormalities have been extensively studied, the rib cage - an essential structure for maintaining breathing mechanics - has received limited attention. There is growing evidence that rib motion and deformation play a critical role in respiratory function and may serve as sensitive biomarkers of COPD-related impairment. Accurate and reproducible measures of rib deformation from medical imaging are of paramount importance for advancing phenotypic characterization and early detection of disease progression in COPD. The primary aim of my PhD research is to develop and validate a novel computational framework for quantifying breathing-related rib deformation (rib Δ-metrics) from paired inspiratory and expiratory CT scans using automated image processing techniques. The first aim of my PhD research is to develop automated computational algorithms to extract rib Δ-metrics. The second aim of my PhD research is to systematically evaluate the performance of rib Δ-metrics. The third aim of my PhD research is to investigate the biological and clinical relevance of rib Δ-metrics using large-scale human datasets. The proposed framework integrates deep learning–based rib segmentation, automated rib labeling, centerline computation used skeleton-based shortest path algorithms and breathe-related deformation quantification. Three rib "Δ" -metrics were derived: (1) axial areal expansion (∆_(rib"-" A)), reflecting thoracic expansion; (2) craniocaudal (∆_(rib"-" CC)), representing superior–inferior rib motion; and (3) anteroposterior (∆_(rib"-" AP)), capturing anterior–posterior displacement. The segmentation model, based on a three-dimensional (3-D) U-Net architecture, achieved a Dice similarity coefficient exceeding 0.95 and demonstrated robust reproducibility. We also analyzed the correlations of respiratory "Δ" -metrics (rib Δ-metrics combined with airway Δ-metrics and diaphragm Δ-metrics) with demographic, smoking, COPD, the associations of respiratory Δ-metrics with lung health, and physical activity parameters, respiratory Δ-metrics impairments in COPD severity groups and the early respiratory mechanical signals of dyspnea. This thesis presents a new CT-based computational framework for automated calculation of rib Δ-metrics between inspiratory (total lung capacity) and expiratory (residual volume) phases and analyzes the correlations of respiratory Δ-metrics. The key contributions of this thesis include: (1) development of a deep learning-based multi-phase rib segmentation algorithm; (2) implementation of automated rib labeling and skeleton-based centerline computation; (3) definition and validation of three rib Δ-metrics quantifying thoracic deformation; and (4) statistical characterization of respiratory Δ-metrics clinical and biological relevance in COPD.
Medical Imaging

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