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Integer-valued antedependence models for longitudinal count data
Dissertation   Open access

Integer-valued antedependence models for longitudinal count data

Chenyang Li
University of Iowa
Doctor of Philosophy (PhD), University of Iowa
Spring 2026
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Abstract

This dissertation develops integer-valued antedependence (INAD) models for longitudinal countdata. Existing antedependence methodology is well established for Gaussian and categorical re- sponses, but analogous models for repeated count outcomes have remained largely undeveloped. The work here extends the antedependence framework to the count setting by combining thinning- based dependence structures with flexible innovation distributions. Several classes of INAD models are introduced and studied. These include models based on binomial, Poisson, and negative binomial thinning, together with innovation distributions such as Poisson, Bell, Hermite, and negative binomial families. Additional developments include marginal- driven constructions, zero-inflated formulations, and extensions that allow fixed effects or subject- level covariates to enter through the innovation mean. Likelihood- based inference is developed for these models, including maximum likelihood estimation, EM-based computation when needed, observed-information calculations using Louis’s method, and likelihood ratio tests for order, time- homogeneity, and fixed effects. Large-sample properties of the estimators are established under standard regularity conditions, with attention to nonstandard boundary cases when they arise. Simulation studies examine finite-sample behavior of estimation, confidence intervals, and hy- pothesis tests across a range of model settings. The proposed methodology is then applied to the classical morphine bolus analgesia data. Exploratory diagnostics, order testing, time-homogeneity assessment, and model comparison identify an alpha-constant NBT-NBI-INADFE(1) model as the preferred final specification. Relative to standard generalized linear, mixed-effects, and frailty- based alternatives, the selected INAD model provides a more parsimonious and better-supported description of the serial dependence and overdispersion in the data.

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